Compliance, WSPs

Compliance, Written Supervisory Procedures

On behalf of AboveRock LLC, I affirm that, given Adviser's size, structure, scope and strength, policies and written supervisory procedures in existence as of this day and those being reviewed to be revised and updated on a continuous basis, are reasonably designed to understand, ask, inquire, seek clarity and abide by applicable federal &/or state rules &/or regulations with respect to the Firm's work and the work of the Firm's representatives.

I request that any questions, inquiries or concerns be directly addressed to me, the Firm's Founder, Owner, President & Firm's Chief Compliance Officer. Please include your complete contact information such as your full legal name, mailing address, phone number and e-mail address together with the basis, context and the purpose of your question, inquiry or concern.


Sir & Mister Bharadwaj "Brad" Venkata Sesha "V. S." Nippani
Founder, Owner, President & Chief Compliance Officer
AboveRock LLC - A Registered Investment Adviser
Telephone: +1 904 535 2860; E-Mail Address:
Mailing Address: PO Box 550508, Jacksonville, FL 32255.

Copyright 2019. AboveRock, LLC. All Rights Reserved.