Disclosures
/services offered through aboverock(sm) llc - a registered investment adviser./information regarding adviser & the firm's associates may be found both at the florida office of financial regulation's website at http(colon)(a line, twice, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)flofr(period)com,with no spaces, &the florida department of state's website at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)sunbiz(period)org,with no spaces,&information regarding statutes including chapters 517, 605, 608 & 621, among others, may be found athttp(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)leg(period)state(period)fl(period)us, thena line, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7, then,statutes,with no spaces./adviser & adviser representatives may only transact business in a state if first registered, excluded, or exempted from state investment adviser & adviser representative registration requirements. follow-up &/or individualized responses to persons in a state by adviser or an adviser representative that involve either the effecting of or an attempt to effect, transactions in securities or the rendering of personalized investment advice for compensation may require registration first unless an exemption or exclusion is available./please note that aboverock(sm) llc's firm brochure (adviser's form adv part 2a) & brochure supplement (adviser's form adv part 2b), combined as one document, has been filed with the state of florida at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)flofr(period)com,with no spaces. this document, available at www(period)adviserinfo(period)sec(period)gov,must be read, understood & signed prior to engaging the representative via the adviser. before you consider working with us &/or sending monies to a custodian, you must understand & acknowledge that equity investing is long-term & variable in nature, involves loss of some or all of your principal & has no bank/fdic, savings or credit union/ncua or ncusif guarantee. in some situations, under certain circumstances & depending on where, how & in what your monies are invested, accounts may become eligible for sipc protection. please visit www(period)sipc(period)org for complete information. the loss of some, or all/100%, of your principal, &/or the erosion of purchasing power, may also apply to fixed-income investments in cases of corporate, institutional, agency, governmental or sovereign insolvency or bankruptcy, as applicable./the founder, owner, president & chief compliance officer of the firm sir & mister bharadwaj "brad" venkata sesha "v. s." nippani is also affiliated with rearm llc, registered with the state of florida via the department of business & professional regulation (dbpr) as a real estate company, & serves as the firm's founder, owner, president & qualifying broker. you may find more information at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)myfloridalicense(period)com, then(a line, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then dbpr&http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)sunbiz(period)org./adviser & adviser representatives are not attorneys, economists or cpa/tax attorneys & no information presented on this site must be considered as tax or legal advice. tax & legal advice must be sought from a cpa &/or a tax attorney & when applicable, additional information regarding one's estate must also be sought from an estate planning attorney in your jurisdiction. some of the views & opinions mentioned on this venue are meant for understanding & informational purposes only & represent the current, good faith perspective of the authors at the time of publication, are subject to change frequently without notice, must not be considered to be an absolute solution to any portfolio or an investment advisory model/strategy & must be coincided with other pertinent factors, expertise, knowledge, guidance and supervision of a qualified investment professional./information presented here is not, and may not, be construed as investment advice, an endorsement, agreement, a testimonial or a recommendation, an offer to sell, exchange, redeem, transfer or a solicitation, an advertisement or a promotion of an offer to buy any security, real estate, or legal, tax, estate or accounting advice./past performance, positive or negative, is not a guarantee of future positive or negative results./electronic mail messages, together with any attachments, when transmitted via the internet, may not be 100% secure and could potentially be breached, contain or contract viruses and other malware during transmission. aboverock(sm) llc and the firm's affiliates do not accept liability and do not warrant that e-mail communications are virus or defect free. please do not send unsecure attachments, non-public personal information or trading instructions via e-mail. /electronic mail messages and any messages disseminated to aboverock(sm) llc and the firm's adviser representatives, including phone calls, may be recorded, reviewed, monitored and/or saved for quality assurance, communication integrity, record-keeping &/or training and compliance purposes in accordance with federal and state regulations and/or firm policies, as applicable. /electronic mail messages, together with any attachments, may contain confidential and/or privileged information and are intended solely to be used by the individual/entity to whom they are addressed/directed. Any unauthorized review, use, printing, saving, copying, disclosure of, or distribution of content in, such digital correspondence/communication including any attachments is strictly prohibited. If you have received a message in error, please advise the sender via a reply e-mail and delete all copies immediately.
/the founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock (sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka "the adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents, also reviews, considers, authorizes, approves & publishes the communication as well as content on this site.
privacy noticewhen you visit this website, you are not asked for any of your personal information unless you choose to provide your name, mailing and/or email address to the adviser in an attempt to request further information. aboverock(sm) llc respects and will abide by the privacy rules/guidelines outlined in our privacy policy. you may retrieve our privacy policy via the 'documents' tab above or we will surely get one mailed/e-mailed to you upon your request to have us do so.____________________________________________________________________brad nippani, the firm's chief compliance officer, also known as & also referred to as brad the cco, is the same individual & the same human being & the same human person & the same natural person as the founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock(sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka "the adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents.
all rights including, but not limited to, patent, copyright, &/or trademark (also known as & also referred to as servicemark), are reserved.2023 onto 2024. bharadwaj "brad" venkata sesha "v. s." nippani @, re & wrt, from, of, through & via, & with, aboverock(sm) llc.
/services offered through aboverock(sm) llc - a registered investment adviser./information regarding adviser & the firm's associates may be found both at the florida office of financial regulation's website at http(colon)(a line, twice, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)flofr(period)com,with no spaces, &the florida department of state's website at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)sunbiz(period)org,with no spaces,&information regarding statutes including chapters 517, 605, 608 & 621, among others, may be found athttp(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)leg(period)state(period)fl(period)us, thena line, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7, then,statutes,with no spaces./adviser & adviser representatives may only transact business in a state if first registered, excluded, or exempted from state investment adviser & adviser representative registration requirements. follow-up &/or individualized responses to persons in a state by adviser or an adviser representative that involve either the effecting of or an attempt to effect, transactions in securities or the rendering of personalized investment advice for compensation may require registration first unless an exemption or exclusion is available./please note that aboverock(sm) llc's firm brochure (adviser's form adv part 2a) & brochure supplement (adviser's form adv part 2b), combined as one document, has been filed with the state of florida at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)flofr(period)com,with no spaces. this document, available at www(period)adviserinfo(period)sec(period)gov,must be read, understood & signed prior to engaging the representative via the adviser. before you consider working with us &/or sending monies to a custodian, you must understand & acknowledge that equity investing is long-term & variable in nature, involves loss of some or all of your principal & has no bank/fdic, savings or credit union/ncua or ncusif guarantee. in some situations, under certain circumstances & depending on where, how & in what your monies are invested, accounts may become eligible for sipc protection. please visit www(period)sipc(period)org for complete information. the loss of some, or all/100%, of your principal, &/or the erosion of purchasing power, may also apply to fixed-income investments in cases of corporate, institutional, agency, governmental or sovereign insolvency or bankruptcy, as applicable./the founder, owner, president & chief compliance officer of the firm sir & mister bharadwaj "brad" venkata sesha "v. s." nippani is also affiliated with rearm llc, registered with the state of florida via the department of business & professional regulation (dbpr) as a real estate company, & serves as the firm's founder, owner, president & qualifying broker. you may find more information at http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)myfloridalicense(period)com, then(a line, angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then dbpr&http(colon)(a line, twice, & angular, & one which, on a clock's dial, also patterned on a computer device's keyboard, is from numeric identifiers 1 through 7), then,www(period)sunbiz(period)org./adviser & adviser representatives are not attorneys, economists or cpa/tax attorneys & no information presented on this site must be considered as tax or legal advice. tax & legal advice must be sought from a cpa &/or a tax attorney & when applicable, additional information regarding one's estate must also be sought from an estate planning attorney in your jurisdiction. some of the views & opinions mentioned on this venue are meant for understanding & informational purposes only & represent the current, good faith perspective of the authors at the time of publication, are subject to change frequently without notice, must not be considered to be an absolute solution to any portfolio or an investment advisory model/strategy & must be coincided with other pertinent factors, expertise, knowledge, guidance and supervision of a qualified investment professional./information presented here is not, and may not, be construed as investment advice, an endorsement, agreement, a testimonial or a recommendation, an offer to sell, exchange, redeem, transfer or a solicitation, an advertisement or a promotion of an offer to buy any security, real estate, or legal, tax, estate or accounting advice./past performance, positive or negative, is not a guarantee of future positive or negative results./electronic mail messages, together with any attachments, when transmitted via the internet, may not be 100% secure and could potentially be breached, contain or contract viruses and other malware during transmission. aboverock(sm) llc and the firm's affiliates do not accept liability and do not warrant that e-mail communications are virus or defect free. please do not send unsecure attachments, non-public personal information or trading instructions via e-mail. /electronic mail messages and any messages disseminated to aboverock(sm) llc and the firm's adviser representatives, including phone calls, may be recorded, reviewed, monitored and/or saved for quality assurance, communication integrity, record-keeping &/or training and compliance purposes in accordance with federal and state regulations and/or firm policies, as applicable. /electronic mail messages, together with any attachments, may contain confidential and/or privileged information and are intended solely to be used by the individual/entity to whom they are addressed/directed. Any unauthorized review, use, printing, saving, copying, disclosure of, or distribution of content in, such digital correspondence/communication including any attachments is strictly prohibited. If you have received a message in error, please advise the sender via a reply e-mail and delete all copies immediately.
/the founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock (sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka "the adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents, also reviews, considers, authorizes, approves & publishes the communication as well as content on this site.
privacy noticewhen you visit this website, you are not asked for any of your personal information unless you choose to provide your name, mailing and/or email address to the adviser in an attempt to request further information. aboverock(sm) llc respects and will abide by the privacy rules/guidelines outlined in our privacy policy. you may retrieve our privacy policy via the 'documents' tab above or we will surely get one mailed/e-mailed to you upon your request to have us do so.____________________________________________________________________brad nippani, the firm's chief compliance officer, also known as & also referred to as brad the cco, is the same individual & the same human being & the same human person & the same natural person as the founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock(sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka "the adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents.
all rights including, but not limited to, patent, copyright, &/or trademark (also known as & also referred to as servicemark), are reserved.2023 onto 2024. bharadwaj "brad" venkata sesha "v. s." nippani @, re & wrt, from, of, through & via, & with, aboverock(sm) llc.