faqs
-"-itihbhp&np,owiibinlttbwibinlttf,ame,&ui&er,ame,&o&r"w"aaap&"c",so'tc&adds&ir',a"v"i,ame,fmy"self"tm,ame,hlr,&/orribnlt,upd'd,ame,tfd,aasp,on may 12th, 2026-"ref:- bs -->> tur/e152-brad nippani, the firm's chief compliance officer, also known as & also referred to as brad the cco, is the same individual & the same human being & the same human person & the same natural person asthe founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock(sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka the "adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents.
AboveRock(SM) LLCServices Offered Through AboveRock(SM) LLC - A Registered Investment Adviser___________________________________________________________________alongside
...any & all to whom one or more sections of this manual applies & whose names, signatures & dates @, re & wrt such documents are required...
...any & all to whom one or more sections of this document applies & whose names, signatures & dates @, re & wrt such documents are required...__________________________________Frequently Asked Questions(Frequently Asked Questions Acronymized As "FAQs")__________________________________qqqqqqqqqqqqqqqqqqqq:- what does the word &/or the term aboverock stand for &/or mean, ame, as brad the cco describes, explaines, performs, illustrates & articulates, & continues to conceive, bring forth, & cause to be, among much else?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:- aboverock, as he who is the ihbhp&nperson who is brad nippani who is brad the cco describes, explains, performs, illustrates & articulates, & continues to conceive, bring forth, & cause to be, among much else, means, & stands for, & begins with, "the truth" that is "awareness @ re & wrt supreme" that enters & governs "the mind" in which is the universe, & "the sun", "star", & "stars", & brad the cco, & "all of us", & "all" things, & non-things, & nothingness as can be comprehended by "the mind", ewfa&e/ee&e, in brad the cco's universe that is the universe that is one universe that is our universe, & the message that "light", energy at "highest", which "the sun" emits, & not unlike the "light" in us who are individuals, human beings, human persons & natural persons who persevere upon the conscious mind, consciously conscious of "this truth",
"carries"
@, re & wrt "such truth",
with evidence evidencing "the truth"
in each of our "ssswyp&eacbbb&b"ar&w "founding", "meaning", & "purpose"@ re & wrt, re & wrt our responsibilities & @ re & wrt our accountabilities & @ re & wrt our expectations
ar&w the aforementioned'sbirth, journey & arrival
@ re & wrt, & "in honor, & honoring, eternal law" & @ re & wrt, & "in honor, & honoring, anchoring principles" & @ re & wrt, & "in honor, & honoring, witness in mind" in the second & the miniscule therein in this second & this second & this second & this second & on & on & on & on,
knowing that "all" shall dissolve, yet only through the ihbhp&nperson who, "ar&w, & in this truth", with one's "first" "dharma", "duty", "first birth", so to speak, if you will, taht one awakens to "ar&w conceive, & in mind", ar&w "one's soul's remit unto supreme self".
ref 1:- this here cw/ip, ame, a wise & a longer comm by brad nippani, yet humbly presented also included here, ame.
this is a compliance, & a due diligence, security & investigations requirement.
1__________________________________qqqqqqqqqqqqqqqqqqqq:-what does the sm next to the firm's identifying information mean, & stand for, according to brad the cco?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:- brad the cco who is the ihbhp&nperson who is brad nippani who,from aboverock(sm) llc(<1>)(<2>), the registered investment adviser firm(<1>)(<2>),
describes, explains, performs, illustrates & articulates, & continues to conceive, bring forth, & cause to be, among much else,
both i) himself ibnlt his who is brad nippani's "fiduciary duty", & ii) that of "the adviser" which, with brad nippani's cw/ip, ame, & enshrined into "the adviser firm" by brad nippani, applies to him who is brad nippani, "a fee only fiduciary(1)".
brad nippani serves from "the firm" in this honor including, but not limited to, @, re & wrt the provisioning, providing, offering & delivering, ame, the "firm's services".
brad the cco, governing "the firm", & ar&w, "honoring time", ame, then & therefore, has reviewed for consideration documents & information from the united states of america's patent & trademark(3) office @ re & wrt the adviser firm's mark, & has applied for &, eligible, has obtained the firm's servicemark specific to the firm's services with the letters from the english alphabet "sm" qualifying & denoting the "firm's identifying information", "aboverock", with, & as, "the servicemark", irrespective of the letters' size, font &/or case @, re & wrt firm's identifying information or the servicemark, so long as the "sm" letters' placement follows the firm's identifying information (<aka & arta, 'name'>).
note:- brad the cco is privileged to engage in the provisioning, providing, offering & delivering ar&w "his who is brad nippani/brad the cco's firm's work(<1>)(<2>) wibinlt, ame, "the firm's services".note:- brad the cco 'does not', "DOES NOT", believe the provisioning, also known as & also referred to as, providing, the firm's services, to be privileges.
ref(1): aboverock(sm) llcref(2): adviser refers to, & is, aboverock(sm) llcref(3): www(period)uspto(period)gov
this is a compliance, & a due diligence, security & investigations requirement.
2__________________________________qqqqqqqqqqqqqqqqqqqq:-has brad the cco @ re & wrt & from & of & with & via & through & on behalf of aboverock(<sm>)llc, "the firm(<1>)(<2>)", instituted, implemented &/or 'have in place', so to speak, any restrictions, limitations &/or "bans"ibnlt the so-called "account minimums", ame,ar&windividuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)",
&individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orindividuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&
individuals who are human beings & human persons & natural persons in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe? aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad nippani contends, ame, that the "response" here is both a "no", & a "yes", with denominations/denoms under continuing scrutiny, ame.no -->> not mandatory.yes -->> advisable ibnlt when starting from the ihbhpnp/consultant & the ihbhp&np/"client" relationship(<3>), ame. with this explained, & disclosed, in the firm's firm brochure, also known as & also referred to as, the firm's disclosure brochure.
ref(<1>):- aboverock(sm) llcref(<2>):- the adviser/adviser refers to, & is, aboverock(sm) llcref(<3>):- the "account establishment" documents this is a compliance, & a due diligence, security & investigations requirement.
3__________________________________qqqqqqqqqqqqqqqqqqqq:-is brad the cco's, &/or adviser's(1), principal place @ re & wrt work being in a residence, according to brad the cco, relevant, matter, &/or significant?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad the cco affirms that we,
yet not having exited the mind &/or exited the universe &/or exited awareness &/or exited eternal law &/or exited anchoring principles &/or exited "awareness @ re & wrt supreme" that governs brad the cco's universe that is the universe that is one universe that is our universe,
are, still, & shall continue to be, until the end of the universe, upon the conscious mind with awareness @, re & wrt, & @ conscience, governing among much else, our intellect, ame,& not just some thought strata & imagination & propaganda & perception & pretention & flesh & blood lumps with bones & dead body construct & species construct & becoming the maggot construct & body/energy realm(s) hoists at the fringe, the periphery, the edge, the outcome, & are in brad the cco's universe that is the universe that is one universe that is our universe & in our world & in our society & in our country(<ies>) starting with the united states of america & are in the twenty first century & beyond,
& that, through millenia,
&, then & therefore,
will not/won't, 'ain't gonna'/'noda'/'nada'/'nope'/'zilch/'zed-ero' review for consideration
this, yet another indignity, ame, unto "self", & "identity", not to mention, "birth", ame,
that, ame, is the principal place @ re & wrt brad the cco &/or @, re & wrt adviser being in a residence issue/situation/matter as being relevant, material, &/or significant, whatsoever.
ref(1): adviser refers to, & is, aboverock(sm) llc
this is a compliance, & a due diligence, security & investigations requirement.
4__________________________________qqqqqqqqqqqqqqqqqqqq:-does an adviser(<3>) with individuals who are human beings who are human persons & who are natural persons &
""who do not have "children""
&
i/who wish to begin, &/or continue, governing adviser, &/or
are
individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)",
&individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orindividuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&
individuals who are human beings & human persons & natural persons in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe? aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad the cco affirms that we,
yet not having exited the mind &/or exited the universe &/or exited awareness &/or exited eternal law &/or exited anchoring principles &/or exited "awareness @ re & wrt supreme" that governs brad the cco's universe that is the universe that is one universe that is our universe,
are, still, & shall continue to be, until the end of the universe, upon the conscious mind with awareness @, re & wrt, & @ conscience, governing among much else, our intellect, ame,& not just some thought strata & imagination & propaganda & perception & pretention & flesh & blood lumps with bones & dead body construct & species construct & becoming the maggot construct & body/energy realm(s) hoists at the fringe, the periphery, the edge, the outcome, & are in brad the cco's universe that is the universe that is one universe that is our universe & in our world & in our society & in our country(<ies>) starting with the united states of america & are in the twenty first century & beyond,
& that, through millenia,
&, then & therefore,
will not/won't, 'ain't gonna'/'noda'/'nada'/'nope'/'zilch/'zed-ero' review for consideration
this, yet another indignity, ame, unto "self", & "identity", not to mention, "birth", ame,
that is
...
hehehe...
an adviser(<1>) with individuals who are human beings who are human persons & who are natural persons &
""who do not have "children""
&
i/who wish to begin, &/or continue, governing adviser, &/or
are
individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)",
&individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orindividuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&
individuals who are human beings & human persons & natural persons in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe...
...hehehehehe...
....
issue/situation/matter as being relevant, material, &/or significant, whatsoever.
ref(<1>):- "aboverock(sm) llc"ref(<2>):- "the adviser/adviser" refers to, & is, "aboverock(sm) llc"ref(<3>):- "adviser" refers to, & is, "aboverock(sm) llc"
this is a compliance, & a due diligence, security & investigations requirement.
5__________________________________qqqqqqqqqqqqqqqqqqqq:-will brad, one among "nippanis", & among, & with, us all, ame, governing adviser(1), review for consideration, the ihbhp&nperson's 'individual' responsibility(ies) i -->> in a vacuum (<achtung, bitte! for the intellectually challenged bretheren of mine, this here does not refer to/apply to a 'vacuum cleaner', & does refer to, & apply to, ame, the ""vacuum ar&w the "intelligent mind"">) &/or ii -->>> in isolation (<achtung, bitte! see '4' & '5', ame>) &/or iii -->>>> removed, "somwhowetc/somewhere/somewhen/somewhoetcetc" from awareness that is blood in mind's solve @ re & wrt conscience & @, re & wrt honor, & honoring, eternal law, &@, re & wrt honor, & honoring, anchoring principles, &@, re & wrt honor, & honoring, witness in mind in the second & the minicule therein in this second & this second & this second & this second & on & on & on & on that governs brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe, &/or iv/from "fault lines", "eternal ineligibilities", "falsehoods", &/or "betrayal",that is the body/energy construct, among much else, & that is the electrodope & cyberdope & multi-colored coke nose whoredom & kaleidoscope show & health & healing hazard, ame, that starts, ame, from the charred crucifix?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad the cco,""speaking ar&w, & from "velaadi"", & ibnlt, "in english", brad nippani's third/fourth language,& governing adviser, is accountable, among much else,
until then end of the universe that is the universe's, & time's, dissolution,
unto "supreme creator", also known as & also referred to as, "supreme self", "brahman", that is "awareness @, re & wrt supreme", "unseen", yet not unknowable & is imperishable & is unkillable & is unbirthable & is undissolvable & is inextinguishable & is immortal, ame,
& brad nippani,while vowing to earn the eligibility & qualification, among much else, ""beginning with "the truth"",& that firstly @, re & wrt his who is brad the cco's soul's remit,
then & therefore,
will not,WILL NOT, review for consideration,
the ihbhp&nperson's 'individual' responsibility(ies) i -->> in a vacuum (<achtung, bitte! for the intellectually challenged bretheren of mine, this here does not refer to/apply to a 'vacuum cleaner', & does refer to, & apply to, ame, the ""vacuum ar&w the "intelligent mind"">) &/or ii -->>> in isolation (<achtung, bitte! see '4' & '5', ame>) &/or iii -->>>> removed, "somwhowetc/somewhere/somewhen/somewhoetcetc" from awareness that is blood in mind's solve @ re & wrt conscience & @, re & wrt honor, & honoring, eternal law, &@, re & wrt honor, & honoring, anchoring principles, &@, re & wrt honor, & honoring, witness in mind in the second & the minicule therein in this second & this second & this second & this second & on & on & on & on that governs brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe, &/or iv/from "fault lines", "eternal ineligibilities", "falsehoods", &/or "betrayal" & on & on & on & on, ame.
ref(<1>):- "aboverock(sm) llc"ref(<2>):- "the adviser/adviser" refers to, & is, "aboverock(sm) llc"ref(<3>):- "adviser" refers to, & is, "aboverock(sm) llc"
this is a compliance, & a due diligence, security & investigations requirement.
6__________________________________qqqqqqqqqqqqqqqqqqqq:-how does brad the cco, governing adviser(<3>), work, & work to choose to recommend one or more of the "adviser firm's services"
to
individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)",
&individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orindividuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&
individuals who are human beings & human persons & natural persons(<4>) in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe? aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad the cco, governing adviser(1), & whilecompeting & contesting & challenging others including, but not limited to, in brad the cco's registered investment adviser profession, yet committed to such a competition, contest & challenge
""beginning ar&w "the truth/supreme self" in prayer"" lasting approximately a minute or thereabouts,
& then bringing unto "light", yet ""because of, & due to, "awareness""in him who is brad nippani, & revealing unto "brad nippani's self/hisself", & any other in ~@29 minutes or thereabouts, 'willful ignorance', falsification of self', & 'betrayal', & fraud & frauds, fault lines, & eternal ineligibilities ibnlt identity + intellectual + ewfa&e/ee&e + finance + societal + social + civil + civic fraud, rape, abuse & pillage ar&w "the treasury",
""in "mind", "firstly"",
"daily",
affirms thati) brad/brad nippani/brad the cco etc is in the registered investment adviser profession & brad the cco's work, governing adviser, is, ame, in the registered investment adviser profession, &ii) brad the cco is conscious, sane, & solves for his who is brad the cco's registered investment adviser profession upon the conscious mind where brad the cco who is the individual & the human being & the human person & the natural person perseveres including, but not limited to, @ re & wrt & with & through & via & from & on behalf of aboverock(sm) llc, the adviser firm, also known as & also referred to as, the adviser, & iii) brad invitesa) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &b) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orc) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&d) individuals who are human beings & human persons & natural persons(<4>) in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe
to call &/or write to brad the cco &, upon an "adviser principal event" hosted, conducted, concluded by brad nippani, then to register for an "appointment & meeting" mutually onto brad the cco's calendar, &then, if such individuals who are human beings who are human persons & who are natural persons together with brad nippani so choose, to also visit brad nippani, the firm's chief compliance officer, also known as & also referred to as brad the cco, is the same individual & the same human being & the same human person & the same natural person asthe founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock(sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, the adviser firm (aka the "adviser"), & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents,at his who is brad nippani's residence.
ref(<1>):- "aboverock(sm) llc"ref(<2>):- "the adviser/adviser" refers to, & is, "aboverock(sm) llc"ref(<3>):- "adviser" refers to, & is, "aboverock(sm) llc"
this is a compliance, & a due diligence, security & investigations requirement.
7__________________________________qqqqqqqqqqqqqqqqqqqq:-do
a) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-client &/or an adviser-client capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &b) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker/employer-licensee/employee &/or an adviser/employer-licensee/employee capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)", &/orc) individuals who are human beings & human persons & natural persons who are qualified & eligible & who wish to begin &/or establish, &/or continue a working relationship, whether it be ar&w, & in a broker-independent contractor &/or an adviser-independent contractor capacity, with aboverock(sm) llc, "the adviser firm", also known as & also referred to as "the adviser(<1>)(<2>)" &/or "adviser(<1>)(<2>)"&d) individuals who are human beings & human persons & natural persons(<4>) in brad the cco's society that is in brad the cco's world that is in brad the cco's universe that is the universe that is one universe that is our universe
have the right to, the ablity to, are free to, & have the flexibility to,
access & govern "their",
"THEIR",
"accounts that are intellectual property(<ies>), ame" with adviser including, but not limited to, choosing to terminate their respective relationship with brad nippani & "adviser"?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad who is brad nippani who is brad the cco, ame affirms that brad the cco earns the qualification & eligibility, ame, @ re & wrt
each respective herein-noted relationship, ame,
with each & every one of brad the cco's phone calls & letters/correspondence & conversations & meetings (<'adviser principal event(<s>)/ape(<s>)' + 'appointment(<s>) & meeting(<s>)/a&m(<s>)' + annual relationship meeting(<s>)/arm(<s>)'>) including, but not limited to, in person face to face visits,
comprising, ame, "communication", @, re & wrt, & & along "the continuum",
& reminds, affirms, confirms & reiterates, ame, that the herein-noted ihbhp&npersons ar&w each respective relationship always reserve the right to, have the ablity to, are free to, & have the flexibility to, choose to terminate each of their respective relationship they have with brad nippani & adviser.
ref(<1>):- "aboverock(sm) llc"ref(<2>):- "the adviser/adviser" refers to, & is, "aboverock(sm) llc"ref(<3>):- "adviser" refers to, & is, "aboverock(sm) llc"
this is a compliance, & a due diligence, security & investigations requirement.
8__________________________________qqqqqqqqqqqqqqqqqqqq:-how often are the herein-noted ihbhp&npersonsable to reach brad the cco, &/or are required to meet brad the cco?aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa:-brad the cco affirms @ re & wrt & on behalf of & through & via & from aboverock(sm) llc, that individuals who are human beings & human persons & natural persons, upon establishing a "herein-noted relationship" with adviser(<1>), i> do/must/shall make every effort to meet brad the cco at least four times a year with at least one such meeting being a face-to-face one which may also be an "annual relationship meeting", &ii>> with the exception of the "annual relationship meeting" (lasting approximately a half hour to no more than approximately one hour's time), do/must/shall commit time/clock hour lasting approximately fifteen or so minutes toward each of the three meetings with brad the cco, &iii>>> are frequently able to communicate, while exercising prudence & judgement, with & via a phone call, by & in writing, with & via an e-mail communication, or are able to request an in-person face-to-face meeting with brad the cco from adviser(<1>) any time such ihbhp&npersons so choose, &iv>>>> must kindly know that brad the cco shall also be afforded the ability & the flexibility, while exercising prudence & judgement, to reach herein-noted ihbhp&npersons @ re & wrt items, matters, issues, situations &/or circumstances @ re & wrt such individuals' accounts with brad nippani from "aboverock(<sm>) llc, the registered investment adviser firm(<2>)".
ref(<1>): adviser refers to, & is, aboverock(sm) llcref(<2>):- refer to, & is, aboverock(sm) llc
this is a compliance, & a due diligence, security & investigations requirement.
9__________________________________qqqqqqqqqqqqqqqqqqqq:-are there any items, matters, issues, situations &/or circumstances @ re & wrt brad the cco(<1>) &/or aboverock(sm) llc(<2>) that herein-notyed ihbhp&npersons should know, learn, inquire, ask, seek clarity, &/or understand, or are prevented, prohibited &/or disallowed from knowing, learning, inquiring, asking, seeking clarity, &/or understanding?aaaaaaaaaaaaaaaaaaa:-no etc, & none & zedero etc etc, ame, & on & on & on & on, ame.
ref(<1>):- refer to, & is, brad nippani, ameref(<2>): adviser refers to, & is, aboverock(sm) llc
this is a compliance, & a due diligence, security & investigations requirement.
10______________________________________________________brad the cco @, re & wrt governance, among much else,@ re & wrt "@, re & wrt AboveRock(SM) LLC - FAQs" __________________________________/((for brad the cco's utilization together with legal representatives (such as lawyers, attorneys, law firms etc etc) only))\aboverock(sm) llcservices offered through aboverock(sm) llc - a registered investment adviser
this is a compliance, & a due diligence, security & investigations requirement.
|/|pending, wip = pending review, & pending further review for consideration by brad the cco with all else that follows {including, but not limited to, brad the cco's due diligence, security & investigation(s) which could include, but not be limited to, one or more items in the definitions section of this manual, or any item in this manual, or any item, matter & issue etc including, but not limited to, an item, a matter or an issue pertaining to, concerning, relevant to, applicable to, associated with or related to, aboverock(sm) llc, the registered investment adviser firm}, to then, again, be reviewed by him who is brad the cco for consideration with all else that follows @, re & wrt inclusion in this item titled 'definitions' in this manual, &, then & therefore, wip = work in process|/|
access persons, affiliated party(ies), agency cross transaction(s), associated persons, associates, fiduciary (erisa), party(ies), party in interest (erisa), principal cross transaction(s), principal cross & agency cross transaction(s), principal & agency cross transaction(s), related persons, & other such industry & binniss jargon & intellectual disgrace etc that is unhinged, unanchored & unaccountable...but wrapped up colorfully,&name @, re & wrt, of the adviser representative, associated person, licensee, access person, related person, staff, client, & financial & non-financial institution including, but not limited to, custodian, bank, credit union, broker-dealer, service provider, vendor, affiliated & non-affiliated party, third (3rd) party, & system module, process, program, application, methodology & programmatic construct including, but not limited to, the peddled virtual reality of mirror imposed on consciousness, &/or anyone including, but not limited to, any processes, methods, programs, applications, & means, & those who are individuals & human beings & human persons & natural persons who access, view, see, retrieve, work with &/or secure data & information from loss, potential breach or compromise
|/|pending, wip = pending review, & pending further review for consideration by brad the cco with all else that follows {including, but not limited to, brad the cco's due diligence, security & investigation(s) which could include, but not be limited to, one or more items in the definitions section of this manual, or any item in this manual, or any item, matter & issue etc including, but not limited to, an item, a matter or an issue pertaining to, concerning, relevant to, applicable to, associated with or related to, aboverock(sm) llc, the registered investment adviser firm}, to then, again, be reviewed by him who is brad the cco for consideration with all else that follows @, re & wrt inclusion in this item titled 'definitions' in this manual, &, then & therefore, wip = work in process|/|
aboverock(sm) llcservices offered through aboverock(sm) llc - a registered investment adviser/((for brad the cco's utilization together with legal representatives (such as lawyers, attorneys, law firms etc etc) only))\
this is a compliance, & a due diligence, security & investigations requirement.______________________________________________________________________________________________________brad nippani, the firm's chief compliance officer, also known as & also referred to as bharadwaj venkata sesha nippani, & brad the cco, among much else, is the same individual & the same human being & the same human person & the same natural person as the founder, owner, president, chief compliance officer, qualified broker, employer, governor & manager of the firm sir & mister bharadwaj “brad” venkata sesha “v. s.” nippani who is also aboverock(sm) llc's supervising, examining & examinations principal & the principal executive officer of, at (@), regarding (re) & with respect to (wrt) aboverock(sm) llc @ aboverock(sm) llc, & who governs, supervises, administers, is responsible for, & births, journeys and arrives at one or more responsibilities, expectations & accountabilities regarding this matter/such matter(s) and, on a continuous basis, identifies and records applicable factors, processes, policies & information in the firm's documents.-all rights, in the plural, including, but not limited to, such rights, again, plural, to my who am brad nippani's conceiving wealth & intellectual property, ame, & ibnlt, topatents, copyrights, &/or trademarks (also known as & also referred to as servicemarks) etc arising from such rights & cw/ip, ame, & names, images, & likenesses which include, but are not limited to/wibanlt, 'voice', ame, & publications wibanlt, ame, on/from/through my sites ibnlt such sites' constituent design, order, shapes, symbols, appearance, font & layout, & words & language, among much else, & my conceiving wealth & intellectual property, & ibnlt, topatents, copyrights, &/or trademarks (also known as & also referred to as servicemarks) etc arising when "derived" from such rights & cw/ip, ame, are reserved.-on & on & on & on & onto 2026 onto 2027 & on & on & on & on.-bharadwaj "brad" venkata sesha "v. s." nippani @, re & wrt, from, of, through & via, & with, among much else, aboverock(sm) llc.